Home

Synopsis

This course explores the concept of ethical leadership and its evolving value, especially within today’s corporate landscape with a focus on Corporate Social Responsibility (CSR) and Environmental, Social, and Governance (ESG) principles.

Through the study of foundational principles, ethical decision-making theories, and practical strategies, learners will gain essential skills to become ethical leaders dedicated to the common good and making a positive global impact.

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This 4-module course covering anti-money laundering and counter terrorists financing, sanctions, cybersecurity and data protection, is designed to provide professionals in the insurance sector with a broad understanding and knowledge of regulatory obligations, the consequences of not adhering to these requirements, and best practices that can be applied in their role and job functions to ensure effective performance in compliance matters. Learners will go through a self-paced course which includes real-life case studies and quizzes.

Course Modules

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course is designed to equip professionals with knowledge on the regulatory and supervisory structure for the financial advisory services as well as an understanding of the pertinent rules and regulations concerning these services. Professionals will also gain knowledge on their role in managing conduct risks as well as the relevant rules and 
regulations they are expected to comply to and consequences of not complying. 

Learners will be presented with sample case studies and interactive quizzes that will help understand further the rules and regulations present in the industry. 

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

No decision is carried out without some level of risk involved. And these risks can either have little to no lasting impact, or could affect the survival of the business. But how do you evaluate risks? And how do you develop the appropriate response?

This course is designed to equip professionals with knowledge and understanding on the types of risk they will face in the business. It will also provide learners with an understanding of risk management and regulatory compliance from a financial industry perspective. 

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course explores the concept of ethical leadership and its evolving value, especially within today’s corporate landscape with a focus on Corporate Social Responsibility (CSR) and Environmental, Social, and Governance (ESG) principles.

Through the study of foundational principles, ethical decision-making theories, and practical strategies, learners will gain essential skills to become ethical leaders dedicated to the common good and making a positive global impact.

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This introductory course on Ethics introduces the concept of Morals, Values and Ethics. It then further explores Ethics and its importance to the financial professional, going into the common ethical issues or unethical conduct in the workplace. It prompts you to ask the question about what is expected from a trustworthy professional. And what are the minimum standards of ethical conduct? Finally, it delves more deeply into the different ethical situations you may face in the workplace, and the steps to take for good ethical decision-making. 

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

For financial institutions, customer data is one of the most important and valuable assets. However, if misused, it can lead to severe consequences such as identity theft, financial loss, and reputational damage.

The Personal Data Protection Act (PDPA) was established to safeguard individuals who share their personal data with organisations, including banks and financial institutions. The PDPA regulates how organisations collect, use, disclose, and secure personal data.

It is essential for financial institutions and their employees to understand and comply with the PDPA. Any breach can result in significant consequences, including financial penalties imposed by the Personal Data Protection Commission (PDPC) and reputational harm.

Learning Objectives

Course Instructor

Adeline Koh

Compliance & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Sanctions laws exist to maintain international peace and security. When potential threats are identified, international bodies respond by establishing sanctions against designated individuals or entities to disrupt their activities.

Due to the complexity of sanctions, financial institutions must adopt thorough screening and reporting procedures to ensure compliance with various sanction programmes. As sanctions can impact many areas of business, employees must remain vigilant to avoid breaches, which can result in severe penalties.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course is designed to equip learners with the knowledge on the threats present in the digital space and the best actions to take to protect and prevent these threats from entering your system.

In the first module, learners will be presented with the definition to what cybersecurity is, the best practices to preventing cybersecurity attacks and the infection and the reporting process.

In the continuing module, learners will be presented with the Cybersecurity Framework, the knowledge to be aware of the different types of attacks, how to deal with ransomware attacks and identify impersonation attacks.

Note: This is a beginner-level course and requires no prior knowledge of cybersecurity concepts.

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are many facets towards the management of data in our daily work. Hence, it is very important for financial professionals to understand and take the necessary steps in protecting the confidential information from potential data breaches, unauthorised access, and any other threats to businesses and consumer data. This course introduces learners to the fundamental processes, best practices and methods to securely manage data through its lifecycle. 

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Competition laws were created in order to promote or maintain competition in marketplaces, as well as to restrict anti-competitive practices, mergers and acquisitions, and agreements. This ensures that a level playing field exists for big and small businesses alike.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course explores the concept of ethical leadership and its evolving value, especially within today’s corporate landscape with a focus on Corporate Social Responsibility (CSR) and Environmental, Social, and Governance (ESG) principles.

Through the study of foundational principles, ethical decision-making theories, and practical strategies, learners will gain essential skills to become ethical leaders dedicated to the common good and making a positive global impact.

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This introductory course on Ethics introduces the concept of Morals, Values and Ethics. It then further explores Ethics and its importance to the financial professional, going into the common ethical issues or unethical conduct in the workplace. It prompts you to ask the question about what is expected from a trustworthy professional. And what are the minimum standards of ethical conduct? Finally, it delves more deeply into the different ethical situations you may face in the workplace, and the steps to take for good ethical decision-making. 

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Sanctions laws exist to maintain international peace and security. When potential threats are identified, international bodies respond by establishing sanctions against designated individuals or entities to disrupt their activities.

Due to the complexity of sanctions, financial institutions must adopt thorough screening and reporting procedures to ensure compliance with various sanction programmes. As sanctions can impact many areas of business, employees must remain vigilant to avoid breaches, which can result in severe penalties.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

No decision is carried out without some level of risk involved. And these risks can either have little to no lasting impact, or could affect the survival of the business. But how do you evaluate risks? And how do you develop the appropriate response?

This course is designed to equip professionals with knowledge and understanding on the types of risk they will face in the business. It will also provide learners with an understanding of risk management and regulatory compliance from a financial industry perspective. 

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are many facets towards the management of data in our daily work. Hence, it is very important for financial professionals to understand and take the necessary steps in protecting the confidential information from potential data breaches, unauthorised access, and any other threats to businesses and consumer data. This course introduces learners to the fundamental processes, best practices and methods to securely manage data through its lifecycle. 

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

While one way you can earn money is by working, investing is another great and smart way to build wealth. However, there is also the potential of losing your money if it is not done wisely. The investment world is not an easy thing to navigate, with many potential factors affecting investment returns in different ways.

This course will go through the topics in a way that is easily understandable, using exercises and case studies to provide working examples. All areas of influence such as the market economy, the business activities and government intervention are covered. We will look into financial ratios, financial statements and so on to help make the best investment decision. We will also look into rates of return, risks, values and so on to help make the best investment decision.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

While one way you can earn money is by working, investing is another great and smart way to build wealth. However, there is also the potential of losing your money if it is not done wisely. The investment world is not an easy thing to navigate, with many potential factors affecting investment returns in different ways.

This course will go through the topics in a way that is easily understandable, using exercises and case studies to provide working examples. All areas of influence such as the market economy, the business activities and government intervention are covered. We will look into financial ratios, financial statements and so on to help make the best investment decision.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

The modules in this course will go through the topics in a way that is easily understandable, using exercises and case studies to provide working examples. All areas of influence such as the market economy, the business activities and government intervention are covered. We will look into rates of return, risks, values and so on to help make the best investment decision.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

The state of the economy typically has an important implication on asset prices, so it is important to understand the structure of an economy, what drives its economic growth and its relationship with other countries in terms of foreign trade and investments. All this falls under macro-economic analysis.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Accumulators are designed for investors who wish to accumulate an asset, typically a stock, on a regular basis over a period of time. The attraction is that investors will buy N units of the asset or stock at the strike price which is cheaper than today’s spot price. The drawback is that 2N units or a higher number of units have to be purchased at the strike price should the price of the asset go below the strike. A knock-out barrier above today’s spot price is usually added to lower the leverage of the accumulator to a reasonable level.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course introduces two common structured products, namely credit linked notes and dual currency investments. There is brief coverage on the credit default swap contract as it is an essential building block for many credit linked notes. This course also covers dual currency investment, a yield enhancement product where a higher yield is earned by selling an option on a currency pair.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Why do investors need structured products? The course begins with an answer to this question, before getting into a classification of structured products based on their functionality, such as capital protection, yield enhancement, participation and leverage. The constructions of some capital protected and yield enhancement products are discussed in explicit details. In addition, variations of these examples are introduced to illustrate how structured products can serve investors with different risk-reward preferences and market views. The final two sections are devoted to accumulators and constant proportion portfolio insurance (CPPI) products that have grown in popularity in recent times.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are uncertainties and risks and other complexities entailed in creating a portfolio, with no one surefire way to construct one. This is because not all investors have the same objectives, or the same level of risk tolerance, so each would require their own customised plan.

This course will take you through the ways in which you can design and manage a portfolio to best achieve your goals. How do you get better returns for your investment? Is riskier always better? What can stop you from achieving your goal? Strategic steps are discussed, going through before and after a portfolio is constructed, to help you ensure that it is effectively managed over time.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

A yield curve spells out the yield for various maturities for a given credit quality. This section considers some typical shapes of a yield curve and discusses how trading and investment strategies may be implemented based on one’s expectation of the changes in a yield curve.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

You cannot make an informed investment by simply looking at the financial accounts of the business, or at business cycles and trends. One of the most important factors to consider is the economy and the markets. This set of modules covers money markets and the three factors that matter for any fixed income instrument as well as the characteristics of bonds and their price quotes. The course also outlines the typical shapes of yield curves, and how trading and investment strategies may be implemented based on one's expectation of the changes in a yield curve.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This set of modules looks further into equities and securities to provide a deeper understanding of how they can work for an investment portfolio. It covers the capital structure of a company in terms of the providers of capital and the key features of equity securities and how corporate actions may impact the value of securities. Professionals will gain an understanding of the stock markets and business cycles and how they would affect companies and industrial sectors in different situations such as economic booms and downturns.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Explore the world of the stock market and acquire the knowledge and skills necessary to make informed investment decisions. Gain insight into the different classification of industries and companies, get familiar with various investment strategies, and learn about stock market indices. Whether you are new to investing or have some experience, this course will equip you with essential tools to navigate the stock market.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course covers two types of derivative instruments, namely interest rate swaps that allow users to exchange fixed interest payments for floating payments in the same currency and vice versa, and cross–currency swaps which involves two currencies.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

This course covers the derivative contracts. It begins with the raison d’être for derivatives and the futures contracts before moving onto options on various underlying assets and indices. Emphasis is placed on understanding the mechanics of the contracts, their uses for hedging risks or implementing investment views as well as potential pitfalls associated with their use. The discussion on option valuation and option risk measures focus on how various factors affect the values of options qualitatively.

Learning Objectives

Course Instructor

Chan Onn

Content Expert

Dr. CHAN Onn's background is in the field of Mathematics. He was a faculty member of the department of Mathematics at NUS and was part of the Financial Markets Education team at UBS AG Singapore.

Funding Options

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

CEA Course Code

P107S0697

Course Accreditation

CEA CPD Credits: 2 credits awarded (Professional Competencies)

Note: CPD records will be updated with CEA within 2-3 weeks upon completion of course.

Synopsis

Buying or living in a strata development involves various considerations and complex regulatory structures that may be confusing to the layman. It is important to understand the rules and policies to ensure that rights are protected and obligations are fulfilled.

Learning Objectives

Important Note

(1) Enrollment is automatic upon payment; learners may access the course via ‘My Courses’.

(2) Course access is valid for one month from the date of enrolment. Kindly complete the course within the given timeframe to achieve the Certificate of Completion.

CEA Course Code

P202S1110

Course Accreditation

CEA CPD Credits: 2 credits awarded (Professional Competencies)

Note: CPD records will be updated with CEA within 2-3 weeks upon completion of course.

Synopsis

This structured learning course provides real estate salespersons with a deep understanding of the legal, procedural, and practical aspects of selling residential properties that are still under construction.

The course focuses on the buyer’s journey - from project launch to key collection - and covers key documents such as the Option to Purchase (OTP) and Sale & Purchase Agreement (S&P), payment timelines, progress payments, defects liability, and key consumer protection provisions under the Housing Developers (Control & Licensing) Act and the Housing Developers Rules.

Through real-life case scenarios and application-based discussions, participants will gain the skills to effectively guide buyers, manage expectations, and explain contractual obligations clearly and accurately.

Learning Objectives

Important Note

CEA Course Code

P107S0697

Course Accreditation

CEA CPD Credits: 2 credits awarded (Professional Competencies)

Note: CPD records will be updated with CEA within 2-3 weeks upon completion of course.

Synopsis

Buying or living in a strata development involves various considerations and complex regulatory structures that may be confusing to the layman. It is important to understand the rules and policies to ensure that rights are protected and obligations are fulfilled.

Learning Objectives

Important Note

(1) Enrollment is automatic upon payment; learners may access the course via ‘My Courses’.

(2) Course access is valid for one month from the date of enrolment. Kindly complete the course within the given timeframe to achieve the Certificate of Completion.

Synopsis

Financial professionals need to be aware of fraud risks and stay alert as the exposures to fraud are real. This course will explain to you the reasons behind why and how fraud is committed and provide you with the understanding of how to identify and manage these risks in order to deter and prevent fraud.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Between 2008 and 2019, total fines for sanctions breaches, Money Laundering (ML), and Terrorist Financing (TF) amounted to a staggering USD 36 billion. No organisation or individual wants to face such penalties — fines can be crippling.

This course will help you understand the pitfalls and countermeasures related to ML and TF, as well as the regulatory framework needed to maintain safe compliance and peace of mind.

Note: This is an intermediate-level course and requires prior knowledge of money laundering concepts.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Data is becoming one of the most valuable commodities in a continuously advancing digitalised world, including in the Insurance Industry. Managing data has evolved to become an essential aspect of data lifecycle, whereby its understanding and proper implementation would allow for the safeguarding of data security and privacy.

Learning Objectives

Course Instructor

Ming Lim

Content Expert

An experienced facilitator and trainer with more than 20 years of experience. She was the head of Bank Julius Baer Academy before she left the organization in 2015 where she co-designed the People Development framework and implemented the training curriculum and courses. She enjoys working with people and has strong stakeholder management and influencing skills. She has over 20 years of experience in developing content for adult learners.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

For financial institutions, customer data is one of the most important and valuable assets. However, if misused, it can lead to severe consequences such as identity theft, financial loss, and reputational damage.

The Personal Data Protection Act (PDPA) was established to safeguard individuals who share their personal data with organisations, including banks and financial institutions. The PDPA regulates how organisations collect, use, disclose, and secure personal data.

It is essential for financial institutions and their employees to understand and comply with the PDPA. Any breach can result in significant consequences, including financial penalties imposed by the Personal Data Protection Commission (PDPC) and reputational harm.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

For financial institutions, customer data is one of the most important and valuable assets. However, if misused, it can lead to severe consequences such as identity theft, financial loss, and reputational damage.

The Personal Data Protection Act (PDPA) was established to safeguard individuals who share their personal data with organisations, including banks and financial institutions. The PDPA regulates how organisations collect, use, disclose, and secure personal data.

It is essential for financial institutions and their employees to understand and comply with the PDPA. Any breach can result in significant consequences, including financial penalties imposed by the Personal Data Protection Commission (PDPC) and reputational harm.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Financial professionals need to be aware of fraud risks and stay alert as the exposures to fraud are real. This course will explain to you the reasons behind why and how fraud is committed and provide you with the understanding of how to identify and manage these risks in order to deter and prevent fraud.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Synopsis

Sanctions laws exist to maintain international peace and security. When potential threats are identified, international bodies respond by establishing sanctions against designated individuals or entities to disrupt their activities.

Due to the complexity of sanctions, financial institutions must adopt thorough screening and reporting procedures to ensure compliance with various sanction programmes. As sanctions can impact many areas of business, employees must remain vigilant to avoid breaches, which can result in severe penalties.

Note: This is a beginner level course.

Learning Objectives

Course Instructor

Adeline Koh

Compliance, Risk & Ethics Trainer

Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.