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Code of Conduct - Holding Yourself Accountable

Code of Conduct - Holding Yourself Accountable

Course modified date: 9 July 2025
  • Course Duration:1.0 hr
  • Course Accreditation:FTS & Core SFA/FAA
  • Course Full Fee:SGD 27
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Course information

 
Synopsis

There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

Note: This is a beginner level course.

Learning Objectives
  • (1) Understand the concept of conduct
  • (2) Know why it is held with such importance in the financial industry
  • (3) Know what are the Standards of Conduct expected of financial professionals
  • (4) Know how to apply those Standards of Conduct in your profession
Course Instructor

Adeline Koh

Compliance & Ethics Trainer

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Former MAS insurance supervisor with over 20 years of experience. Specialist in ethics, compliance, and personal data protection training. Supports regulated financial institutions in developing PDPM frameworks and delivers compliance advisory and e-learning content.

Funding Options

FTS funding is available for this course for Singapore citizens & PR. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

Concessionary rates are also available for bulk enrolments. Please email us at smartlearn@comeandsee.com.sg and we will reply to you within 2 working days.

This course requires a payment for entry.

Cost: SGD 90.00

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